b***n
发帖数: 13455 | 1 Federal securities regulators this week announced fraud charges against five
former executives at the defunct Tempe television maker Syntax-Brillian
Corp., accusing them of faking big sales to pump up its profit figures and
sell more stock.
The fraud was so transparent that the shipping vessels indicated on the
bills of lading were not even in use or on different routes on the days they
purportedly were delivering Syntax televisions and parts, according to the
SEC.
Without admitting or denying guilt, four of the officers have settled with
the court already. According to the SEC:
- Wayne Pratt, 50, of Chandler, the former chief financial officer, agreed
to repay $88,000 with interest of $17,000 plus a civil penalty of $90,000.
After the fall of Syntax-Brillian, Pratt helped establish Unicorn Media in
Tempe.
- James Li, 43, the former company president now living in San Jose, Calif.
and Beijing, agreed to a judgment that will require the disgorgement of all
ill-gotten gains, plus interest, and a civil fine that the court will
determine. No dollar figures were provided.
- Roger Kao, 50, of San Diego and Beijing, the former vice chairman of a
manufacturer named Taiwan Kolin Co. that helped Syntax perpetuate a "
circular cash flow scheme," agreed to a civil fine of $100,000.
- Christopher Liu, 62, of Austin, the former chairman of Kolin, also agreed
to a $100,000 fine.
That leaves Thomas Chow, 49, of Covina, Calif., who served as chief
procurement officer of Syntax. The SEC still is pursuing a civil penalty
that could be as high as three times his stock trading profits, although now
dollar amount was provided.
Chow and Li were both accused of insider trading, as well as falsifying
documents submitted to the SEC and auditors. | i******y
发帖数: 898 | | b***n
发帖数: 13455 | 3 就是这个公司卖的这个牌子
【在 i******y 的大作中提到】
: 这跟有电视有啥关系， 没看懂
| h****d
发帖数: 1305 | 4 还以为有钱了...ft
five
they
the
【在 b***n 的大作中提到】
: Federal securities regulators this week announced fraud charges against five
: former executives at the defunct Tempe television maker Syntax-Brillian
: Corp., accusing them of faking big sales to pump up its profit figures and
: sell more stock.
: The fraud was so transparent that the shipping vessels indicated on the
: bills of lading were not even in use or on different routes on the days they
: purportedly were delivering Syntax televisions and parts, according to the
: SEC.
: Without admitting or denying guilt, four of the officers have settled with
: the court already. According to the SEC:
| b***n
发帖数: 13455 | 5 当然了， 骗了几百万， 然后罚10万了事
【在 h****d 的大作中提到】
: 还以为有钱了...ft
:
: five
: they
: the
| h****d
发帖数: 1305 | 6 我以为有olevia电视能得到赔偿啊...口水流了一地...
【在 b***n 的大作中提到】
: 当然了， 骗了几百万， 然后罚10万了事
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