a******5
发帖数: 382 | 1 Dear all,
I am researching on compliance systems monitoring on "Insider Trading
(Material Non-public Information)".
Any information/leads is highly appreciated!
Thanks,
Andrew | Y*****2
发帖数: 38613 | 2 different bank uses different system monitor things like this. i don't
really know the name of the system.
but i do know some bank use an email catching system that catches highly
frequent emails between two traders in the same company that may work as
counter parties. Sometimes there are a lot of manual processes, where the
bank hires bunch of consultants to literally going through trading reports
line by line to catch any irregular trades. | a******5
发帖数: 382 | 3 Yatou,
Really appreciate your input -- we are more leaning on the real-time
compliance system against "insider trading".
It will be great if anybody can provide me some vendors' name.
Thanks a lot,
Andy |
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