a*********k
发帖数: 1467 | |
w***o
发帖数: 1411 | 2 ding
【在 a*********k 的大作中提到】
: Chase被occ勒令整改。
: http://www.occ.gov/news-issuances/news-releases/2013/nr-occ-201
: ★ 发自iPhone App: ChineseWeb 7.8
|
E*******y
发帖数: 75 | 3 求summary。
【在 a*********k 的大作中提到】
: Chase被occ勒令整改。
: http://www.occ.gov/news-issuances/news-releases/2013/nr-occ-201
: ★ 发自iPhone App: ChineseWeb 7.8
|
f*****e
发帖数: 5177 | 4 反洗钱不利，政府要求整改。
没看，猜的。
【在 E*******y 的大作中提到】
: 求summary。
|
G*8
发帖数: 13261 | 5 这是其中一条针对国外的，还是洗钱问题没解决。
The Bank does not have enterprise-wide policies and procedures to ensure
that foreign branch suspicious activity involving customers of other bank
branches is effectively communicated to other affected branch locations and
applicable AML operations staff. The Bank also does not have enterprise-wide
policies and procedures to ensure that on a risk basis, customer
transactions at foreign branch locations can be assessed, aggregated, and
monitored.
也指出在米国也有同样问题，很多大的进出款都没查。
看来chase需要严打了。 |
g**n
发帖数: 25142 | |
A***u
发帖数: 3714 | |
f******s
发帖数: 3849 | 8 第14页
occ要求chase对客户定期review，关注客户活动是否合理，符合预期。
(f)
Management processes to periodically review, based on the relationship risk,
the type, volume, and value of customer activities in relation to normal
and expected levels. The purpose of these reviews shall be to determine if
the customer’s activity is reasonable,
that customer due diligence is current and complete, and the customer risk
rating is accurate. These reviews shall be documented and quality assurance
processes must ensure the reviews are comprehensive and accurate. Standards
and processes shall be established for elevating reviews for additional
management consideration regarding increased monitoring, additional due
diligence, or account closure/ |
|
c********l
发帖数: 8138 | 9 我就在想，Chase 关卡也算proactive了，他们家关卡向来比别家多。
不知道美国财政部对于chase的调查是什么时候开始的。如果调查在chase 大规模关卡
之前就开始那还说得过去。如果调查在chase大规模关卡之后嘛，也只能说明羊毛党散
户是躺着中枪。 |
x*******o
发帖数: 2581 | |
