y*******i
发帖数: 361 | 1 A Goldman Sachs worker whose job was to prevent wrongdoing at the bank spied
on his co-workers and used the inside information to make nearly half a
million in illicit profits, regulators alleged in court papers.
Yue “John” Han, an associate in Goldman’s surveillance group, made $460,
000 trading stocks before fleeing to China, the Securities and Exchange
Commission said in a complaint filed Wednesday.
The 30-year-old Chinese citizen joined the investment bank in December and
worked in compliance, where he was tasked with keeping an eye on his co-
workers. But it turned out that it was Han who needed watching, the SEC said.
“We allege that Han’s employer gave him access to confidential information
so that he could help the firm detect and deter illegal activity, but he
betrayed that trust by using the information for his own profit,” Joseph
Sansone, co-chief of the SEC’s market abuse unit, said in a statement.
From July to October, Han plundered the private communications of Goldman
dealmakers and traded in personal accounts in his and a relative’s name.
Han “could access the e-mails of Goldman Sachs’ employees — including
employees in the firm’s investment banking division, which was responsible
for advising clients on M&A transactions — without alerting the employees
themselves,” the SEC said.
Han traded in the stocks of four companies: Yodlee, a tech firm, online
retailer Zulily, media research firm Rentrak, and KLA-Tencor, a computer
chip maker, according to the complaint.
Han left Goldman Oct. 9 and fled to Shanghai less than two weeks later,
where he is believed to reside, the SEC said.
The SEC has since frozen Han’s assets.
“If the allegations are true, Han violated our trust and ignored extensive
training that he received so we are pleased that the authorities are
pursuing action against him,” Tiffany Galvin, a Goldman spokeswoman, said
in a statement. | O**********g
发帖数: 3962 | 2 这些傻逼都是怎么被抓住的，被抓纯属智商低，用国内亲戚名字开个户头，用非自己名
下的手机卡上网炒，怎么可能被抓
spied
said.
information
【在 y*******i 的大作中提到】
: A Goldman Sachs worker whose job was to prevent wrongdoing at the bank spied
: on his co-workers and used the inside information to make nearly half a
: million in illicit profits, regulators alleged in court papers.
: Yue “John” Han, an associate in Goldman’s surveillance group, made $460,
: 000 trading stocks before fleeing to China, the Securities and Exchange
: Commission said in a complaint filed Wednesday.
: The 30-year-old Chinese citizen joined the investment bank in December and
: worked in compliance, where he was tasked with keeping an eye on his co-
: workers. But it turned out that it was Han who needed watching, the SEC said.
: “We allege that Han’s employer gave him access to confidential information
| c******a
发帖数: 4400 | 3 untouchable vs untrustable | B*Q
发帖数: 25729 | | n***y
发帖数: 2730 | 5 不赚钱是很难抓到，但一旦赚钱，就很难不被抓到。
【在 O**********g 的大作中提到】
: 这些傻逼都是怎么被抓住的，被抓纯属智商低，用国内亲戚名字开个户头，用非自己名
: 下的手机卡上网炒，怎么可能被抓
:
: spied
: said.
: information
| O**********g
发帖数: 3962 | 6 账户和IP都在别人名下，你倒是说说看怎么会抓到。上次还有个利用新药审批信息被抓
的傻逼，那个傻逼虽然让国内父母开的户，但是傻逼到用办公室电脑炒股，后来直接被
装了个间谍软件记录下来。前一阵子还有个用信用卡公司内部统计信息被抓的。都是弱
智，当然聪明的没被抓住的肯定更多，内幕交易本来就是很难杜绝的
【在 n***y 的大作中提到】
: 不赚钱是很难抓到，但一旦赚钱，就很难不被抓到。
| j***h
发帖数: 3205 | 7 搞这么大，就黑了这么点钱？以这厮的位阶，在Goldman两年就赚回来了吧？因小失大
啊，对中国人的名誉也是一个极大的破坏。 | x****o
发帖数: 29677 | 8
做compliance的有个屁钱，就好比守着金山，你不挖都不是你的
【在 j***h 的大作中提到】
: 搞这么大，就黑了这么点钱？以这厮的位阶，在Goldman两年就赚回来了吧？因小失大
: 啊，对中国人的名誉也是一个极大的破坏。
| x****o
发帖数: 29677 | 9
做compliance的有个屁钱，就好比守着金山，你不挖都不是你的
【在 j***h 的大作中提到】
: 搞这么大，就黑了这么点钱？以这厮的位阶，在Goldman两年就赚回来了吧？因小失大
: 啊，对中国人的名誉也是一个极大的破坏。
| t******g
发帖数: 4044 | 10 嗯，一个compliance的associate，一年工资不过十万，奖金不过三万，扣了税也就七
八万一年，猴年马月能攒出half million
【在 x****o 的大作中提到】
:
: 做compliance的有个屁钱，就好比守着金山，你不挖都不是你的
| | | n********d
发帖数: 7676 | 11 uncle sam is watching you. if necessary, sec can get your emails, phone
calls, bank account statements. credit card history, stock transactions,
login information, friends, family, etc.
【在 O**********g 的大作中提到】
: 账户和IP都在别人名下，你倒是说说看怎么会抓到。上次还有个利用新药审批信息被抓
: 的傻逼，那个傻逼虽然让国内父母开的户，但是傻逼到用办公室电脑炒股，后来直接被
: 装了个间谍软件记录下来。前一阵子还有个用信用卡公司内部统计信息被抓的。都是弱
: 智，当然聪明的没被抓住的肯定更多，内幕交易本来就是很难杜绝的
| d****n
发帖数: 10034 | 12 真笨，应该和虎肉学学怎么处理这样的事情
spied
said.
information
【在 y*******i 的大作中提到】
: A Goldman Sachs worker whose job was to prevent wrongdoing at the bank spied
: on his co-workers and used the inside information to make nearly half a
: million in illicit profits, regulators alleged in court papers.
: Yue “John” Han, an associate in Goldman’s surveillance group, made $460,
: 000 trading stocks before fleeing to China, the Securities and Exchange
: Commission said in a complaint filed Wednesday.
: The 30-year-old Chinese citizen joined the investment bank in December and
: worked in compliance, where he was tasked with keeping an eye on his co-
: workers. But it turned out that it was Han who needed watching, the SEC said.
: “We allege that Han’s employer gave him access to confidential information
| O**********g
发帖数: 3962 | 13 扯鸡巴蛋，帐户是用国内远亲名字开的，谁会知道？上网用的手机卡是别人名下的预充
值卡。只要账户姓名和登录ip都和自己毫无关系，怎么查
【在 n********d 的大作中提到】
: uncle sam is watching you. if necessary, sec can get your emails, phone
: calls, bank account statements. credit card history, stock transactions,
: login information, friends, family, etc.
| b****n
发帖数: 6896 | 14 除了父母兄弟，赚钱的事，不保险。用别人的名字，最后你啥也得不到。
【在 O**********g 的大作中提到】
: 扯鸡巴蛋，帐户是用国内远亲名字开的，谁会知道？上网用的手机卡是别人名下的预充
: 值卡。只要账户姓名和登录ip都和自己毫无关系，怎么查
| n***y
发帖数: 2730 | 15 只要赚钱，被抓的可能性极大。比如某个账户总在某个公司或某几个公司的某种重大
Financial行动前出手，并且每此都得手。参与这个重大Financial行动的都与某投行有
关。如果这个账户是华人账户，那某头行里知情华人都是重大嫌疑。这种重大
Financial行动在投行里知情的人很有限，能跑的了吗？现在所有电话email都有记录可
查，实在不行给你设个局。
而且在美国法庭上证据都是相对的，只要检查官能说服陪审员，不管证据强弱，都是有
罪。
老赚钱的账户，或一次巨赚的账户都是被盯上的。人家电脑自动auditing. 你们那种小
把戏，如果钱少人家懒得抓，钱多了你就知道了。 | b*******8
发帖数: 37364 | 16 远亲赚了钱，不想给他，到他公司打小报告。
【在 O**********g 的大作中提到】
: 扯鸡巴蛋，帐户是用国内远亲名字开的，谁会知道？上网用的手机卡是别人名下的预充
: 值卡。只要账户姓名和登录ip都和自己毫无关系，怎么查
| b*****d
发帖数: 61690 | 17 那这钱远亲也拿不到吧.
【在 b*******8 的大作中提到】
: 远亲赚了钱，不想给他，到他公司打小报告。
|
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